Compliance Advisor (Global Markets focus)

WHO WE ARE:

As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. How? By taking the time to truly understand people. From there, we provide support, services, solutions, and career paths that meet their individual needs and desires.

Today, we’re on a journey of transformation. Leveraging technology and creativity to become a future-ready learning organisation. But for all that change, our strategic ambition is consistently clear and bold, which is to be Asia’s leading financial services partner for a sustainable future.

We invite you to build the bank of the future. Innovate the way we deliver financial services. Work in friendly, supportive teams. Build lasting value in your community. Help people grow their assets, business, and investments. Take your learning as far as you can. Or simply enjoy a vibrant, future-ready career.

Your Opportunity Starts Here.

What you do

• Provide compliance advice, review new business and products such as equities, fixed income, derivatives, currencies, rates, options, futures and swaps of Global Markets division
• Formulate and maintain regulatory compliance related policies and procedures to ensure compliance with regulatory requirements
• Prepare and deliver compliance training to relevant Bank’s staff
• Assist in disseminating the latest regulatory requirements to the relevant business or functional units and follow-up with the respective units on the respective implementation plan
• Handle and manage breach/incident reporting to the regulators
• Maintain oversight on local and overseas subsidiaries
• Assist in preparing and coordinating responses to regulatory inquiries
• Assist in reporting any compliance related issues to management
• Assist in performing communication surveillance and the Group in carrying out control room function
• Handle other ad-hoc tasks assigned by the Team Head and Head of Regulatory Compliance

Who you are

• A degree in law, finance, or a related field
• Solid 6-8 years of compliance, audit, and related fields with hands-on experience in compliance
• Experience working or knowledge on Exempted Fund Manager/ Exempted Proprietary Trading, wall crossing and communication surveillance is a plus
• Knowledge in banking products, services, and operations
• Good interpersonal, analytical and presentation skills
• Proficiency in both written and spoken English

What we offer:

Competitive base salary. A suite of holistic, flexible benefits to suit every lifestyle. Community initiatives. Industry-leading learning and professional development opportunities. Your wellbeing, growth and aspirations are every bit as cared for as the needs of our customers.